Scott Derby

Scott Derby is an attorney with extensive experience in securities compliance, regulatory affairs, and corporate legal counsel. He has served in leadership and consulting roles, advising on SEC, FINRA, and international regulatory requirements while drafting and negotiating investment fund documentation, corporate agreements, and compliance policies. His background includes developing firm-wide compliance programs, managing regulatory filings, mitigating legal and compliance risks, and coordinating with outside counsel and key stakeholders. He combines strong legal expertise with practical business judgment, legal research, policy development, and effective communication across financial, corporate, and consulting environments.